Legal

KYC / AML Information

Why we request identity information, what is requested, and how it is used.

This page is a working draft prepared for the Northlight Capital platform prototype. The firm's actual identity-verification and anti-money-laundering program must be reviewed, completed, and approved by qualified compliance counsel before being relied upon or published for actual clients.

Why we request identity information

Northlight Capital requests identity verification (KYC) information as part of onboarding to confirm who our clients are, to help protect both our clients and our platform from fraud, and to support our ability to meet applicable legal and regulatory obligations. [Placeholder — specific regulatory basis and program obligations to be confirmed by legal/compliance counsel.]

What information is requested

Depending on your account type, this may include your legal name, date of birth, address, government-issued identification, and supporting documentation such as a photo of your ID and a selfie for identity confirmation.

How your information is used

Identity information is used solely to verify your identity, assess eligibility, and meet applicable compliance obligations. It is not used for marketing purposes.

How your information is protected

[Placeholder — describe the firm's actual data handling, storage, and security practices once finalized.] We do not sell client identity information. See our Privacy Policy for more detail.

Verification status

You can view the status of your identity verification — not submitted, pending review, verified, or rejected — at any time through the client portal. If additional information is required, we will contact you directly.

Anti-money laundering (AML)

[Placeholder — description of the firm's actual AML program, monitoring practices, and reporting obligations to be completed by qualified compliance counsel.]

Questions

Questions about identity verification can be directed to us via our Contact page.